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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-02
TX RA APPROVED 2022-11-01
  • FL RA
    APPROVED
    Since 2022-11-02
  • TX RA
    APPROVED
    Since 2022-11-01

Branch Locations

Ave Maria, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hower Financial, Llc Ave Maria FL 04/2006 Present
Voya Financial Advisors Ave Maria FL 09/2014 06/2021
Cetera Advisor Networks El Segundo CA 05/2021 10/2022
Lpl Financial Llc Maria FL 10/2022 Present
  • 04/2006 → Present
    Hower Financial, Llc
    Ave Maria, FL
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Ave Maria, FL
  • 05/2021 → 10/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 10/2022 → Present
    Maria, FL
Previous Registrations
  • 2021-06-04 → 2022-11-01
    Cetera Wealth Services, Llc
    Malden, MA
    Ave Maria, FL
    El Segundo, CA
    Ave Maria, FL
  • 2012-11-08 → 2021-06-11
    Windsor, CT
    Waukesha, WI
    Ave Maria, FL
    West Des Moines, IA
    Malden, MA
    Windsor, CT
  • 2006-04-21 → 2012-11-08
    Woodbury Financial Services, Inc.
    Friendship, WI
    Waukesha, WI
    Waukesha, WI
Other Businesses

1) 10/2022- Hower Financial Services LLC - DBA for LPL Business (entity for LPL business)- inv. related- Maria, FL 2) 03/20/2024 - Six Zero - Outside/W-2 Employment - Ambassador - Naples, FL - Start Date 08/15/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-12
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S65 Uniform Investment Adviser Law Examination
    2006-04-12
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13
Other Names
  • Keith Paul Hower

View on SEC IAPD

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