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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-11-02 |
| TX | RA | APPROVED | 2022-11-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hower Financial, Llc | Ave Maria | FL | 04/2006 | Present |
| Voya Financial Advisors | Ave Maria | FL | 09/2014 | 06/2021 |
| Cetera Advisor Networks | El Segundo | CA | 05/2021 | 10/2022 |
| Lpl Financial Llc | Maria | FL | 10/2022 | Present |
1) 10/2022- Hower Financial Services LLC - DBA for LPL Business (entity for LPL business)- inv. related- Maria, FL 2) 03/20/2024 - Six Zero - Outside/W-2 Employment - Ambassador - Naples, FL - Start Date 08/15/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-13 |
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