Michael Philip Jordan

Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1995 → 01/2017
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → Present
  Lincoln Investment
  Soquel, CA

Previous Registrations

• 2011-09-19 → 2019-10-04
  Legend Advisory, Llc
  Soquel, CA
• 2004-06-30 → 2011-09-08
  Legend Advisory, Llc
  Soquel, CA
  Sequel, CA
  Palm Beach Gardens, FL

Other Businesses

3385 HARDIN WAY, SOQUEL, CA 95073 RENTAL POSITION: 1/2 owner with spouse Pamela Wolfe NATURE: Rental House INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 04/01/1996 ADDRESS: 208 Little Creek Rd, Soquel CA 95073, United States DESCRIPTION: Rental Maintenance, taking calls INSURANCE AND FIXED ANNUITY SALES POSITION: Agent NATURE: Insurance and Fixed annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2016 ADDRESS: 208 Little Creek Rd, Soquel CA 95073, United States DESCRIPTION: Servicing existing clients, writing new contracts Michael Jordan - Executor Position: Executor Nature: Act as an executor Investment Related: Yes Hours: 0 Trading Hours: 0 Start Date: 9/15/2025 Address: 208 Little Creek Road Soquel CA 95073 Description: I will fly to Michigan to sell properties and settle the estate then distribute the proceeds to the beneficiaries

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-17
• S63 Uniform Securities Agent State Law Examination
  1995-04-11