Gregory John Farrell

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Farrell Tax & Planning
  Englewood, CO
• 11/2011 → 09/2025
  Avantax Investment Services, Inc.
  Englewood, CO
• 08/2012 → 09/2025
  Avantax Advisory Services
  Englewood, CO
• 04/2014 → Present
  Kaiser Permanente Of Colorado
  Aurora, CO
• 04/2014 → Present
  Rocky Mountain Health Plans
  Colorado Springs, CO
• 09/2014 → 05/2020
  Towers Wealth Management Inc
  Parker, CO
• 11/2012 → 09/2025
  Avantax Insurance Agency, Llc
  Englewood, CO
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Englewood, CO
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-08-02 → 2025-09-05
  Avantax Advisory Services
  Englewood, CO

Other Businesses

1) Farrell Tax & Planning; Non-investment related; 4900 S. Washington St.~Englewood~CO~80113~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2011; 80hrs~80hrs; Tax preparation services to clients. 2) Kaiser Permanente of Colorado~'; Non-investment related; 2530 S Parker Rd, Ste 650~Aurora~CO~80014~Independent Insurance Agent~Insurance Sales Agent~4/25/2014~10hrs; 4hrs; Appointed to sell health insurance. 3) Rocky Mountain Health Plans; Non-investment related; 740 Wooten Road, Ste 104~Colorado Springs~CO~80915~Independent Insurance Agent~Insurance Sales Agent; 4/30/2014~10hrs~4hrs; Appointed as independent broker partner to sell health insurance.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-19

Designations

• Certified Financial Planner