Randall Shane Fidler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → Present
  Lpl Financial, Llc
  Tulsa, OK

Previous Registrations

• 1998-11-04 → 2002-05-09
  Prudential Equity Group, Llc
  Tulsa, OK

Other Businesses

1. 03/25/2010: FIDLER WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2. 07/14/2015: FIDLER BROTHERS OUTDOOR EXPLORATION AND TRADING LLC - INV REL - 8115 C.R. 658 KANSAS, OK. 74347 - REAL ESTATE RENTAL - START 04/01/2014 - 5 HR/MO NONE DURING SECS TRDG HRS - PART OWNER OF PROPERTY 3. 6/16/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 06/21/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 10/31/2022 - Fidler's Bend Outdoor Adventure LLC - Not Investment Related - 58115 County Road 658 Kansas OK 74347 - Other-Business Owner - Start Date: 06/01/2021 - 10 Hours Per Month/0 Hours During Securities Trading 5. 09/18/2023 - Fidler's Bend RV, LLC - Other - Business Owner - Member/ Manager - Not Investment Related - 58115 County Road 658, Kansas, OK 74347 - Start Date 06/01/2021 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-08
• S63 Uniform Securities Agent State Law Examination
  1995-03-31