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Hampton Cove, AL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2011-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brol Capital Management, Llc | Huntsville | AL | 08/2010 | Present |
INSTRUCTOR AT THE UNIVERSITY OF ALABAMA - HUNTSVILLE, TEACHING FINANCE. IT IS NOT INVESTMENT BUSINESS RELATED AND I WORK APPROX. 32 HOURS PER MONTH. I STARTED IN AUGUST OF 2010 AND WILL TEACH UNTIL MAY 2011. I SPEND A FEW HOUR PER WEEK TEACH DURING MARKET HOUR. IT DOES NOT INTERFERE WITH MY DUES AT BROL CAPITAL MANAGEMENT Also, provide expert witness analytic, consulting and testimony service in connection with trials, arbitrations and regulatory proceedings related to the securities and commodities industries. I provide tees services independently and through Thornapple Associates.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-04 |
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