James Robert Ford

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → 11/2023
  Equitable Advisors, Llc
  New York, NY
• 11/2024 → 12/2025
  Lpl Financial Llc
  Moore, OK
• 11/2023 → 11/2024
  N/A
  Moore, OK
• 03/2026 → Present
  Lpl Financial Llc
  Yukon, OK

Previous Registrations

• 2024-11-18 → 2026-01-02
  Lpl Financial Llc
  Austin, TX
  Yukon, OK
  San Diego, CA
  Moore, OK
• 1995-04-21 → 2023-11-30
  Equitable Advisors, Llc
  Irvine, CA
  Mckinney, TX
  New York, NY
  Los Angeles, CA
  Dallas, TX
  Scottsdale, AZ
  New York, NY
  Syracuse, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-12
• S63 Uniform Securities Agent State Law Examination
  1995-04-20

Other Names

• James Robert Ford
• James R Ford