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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2002-11-14 |
Branch Locations
150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Philadelphia | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 11/2016 | Present |
UNITED STATES TENNIS ASSOCIATION; NOT INVESTMENT RELATED; VALLEY FORGE,PA; ROVING UMPIRE; START DATE 03/15/2021; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; REFEREEING TENNIS MATCHES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-12 |
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