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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2018-08-13
LA RA APPROVED 2018-08-13
  • AR RA
    APPROVED
    Since 2018-08-13
  • LA RA
    APPROVED
    Since 2018-08-13

Branch Locations

Broussard, LA • United States

Bossier City, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Bossier City LA 03/2013 04/2026
State Farm Insurance Bossier City LA 03/2013 04/2026
State Farm Investment Management Corp. Bossier City LA 08/2018 04/2026
State Farm Vp Management Corp. Broussard LA 04/2026 Present
State Farm Investment Management Corp. Broussard LA 04/2026 Present
State Farm Insurance Broussard LA 04/2026 Present
  • 03/2013 → 04/2026
    State Farm Vp Management Corp.
    Bossier City, LA
  • 03/2013 → 04/2026
    State Farm Insurance
    Bossier City, LA
  • 08/2018 → 04/2026
    Bossier City, LA
  • 04/2026 → Present
    State Farm Vp Management Corp.
    Broussard, LA
  • 04/2026 → Present
    Broussard, LA
  • 04/2026 → Present
    State Farm Insurance
    Broussard, LA
Previous Registrations
Other Businesses

1) SweetTee Properties; Investment-related; 226 Gleneagles Cir Broussard, LA 70518; residential rental properties; owner 50%; 3/1/16; purchasing homes, management of properties included selection of renters; 4 hrs./mo.; 0 hrs./mo.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-16
S63 Uniform Securities Agent State Law Examination 1995-06-23
  • S65 Uniform Investment Adviser Law Examination
    1998-09-16
  • S63 Uniform Securities Agent State Law Examination
    1995-06-23
Designations
  • Chartered Financial Consultant
Other Names
  • Tony Smith
  • Anthony W Smith

View on SEC IAPD

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