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150 Monument Road Suite 207, Bala Cynwyd, PA 19004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-05-06 |
Branch Locations
1650 Market Street 36Th Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eab Investments | New York | NY | 07/2011 | Present |
| Srt Securities Llc | New York | NY | 12/2012 | 01/2021 |
| Guggenheim Securities | New York | NY | 07/2020 | Present |
EAB Investment Group ||Small Private Company - RIA||LOCATED: New York, NY||Active Partner ||START: 7/2011 ||DEVOTE: 30HRS/MTH with 20HRS/MTH during securities trading hrs ||investment related ||+||Easterly EAB Risk Solutions LLC||Small Private Company - Asset Management of Institutional Manages accounts running EAB's current Domestic Hedge Equity strategy||LOCATED: Philadelphia, PA||Active Partner ||START: 3/2022 ||DEVOTE: 15hrs/mth with 7hrs/mth during securities trading hrs ||investment related ||+||
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-12-28 |
| S65 | Uniform Investment Adviser Law Examination | 2012-10-09 |
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