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William Joseph Visconto

Eab Investment Group, LLC

Philadelphia, PA

CRD 2603790

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Employer firm

Eab Investment Group, LLC CRD 165865

$506M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Eab Investment Group, Llc

150 Monument Road Suite 207, Bala Cynwyd, PA 19004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-05-06
  • PA RA
    APPROVED
    Since 2020-05-06

Branch Locations

1650 Market Street 36Th Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eab Investments New York NY 07/2011 Present
Srt Securities Llc New York NY 12/2012 01/2021
Guggenheim Securities New York NY 07/2020 Present
  • 07/2011 → Present
    Eab Investments
    New York, NY
  • 12/2012 → 01/2021
    Srt Securities Llc
    New York, NY
  • 07/2020 → Present
    Guggenheim Securities
    New York, NY
Other Businesses

EAB Investment Group ||Small Private Company - RIA||LOCATED: New York, NY||Active Partner ||START: 7/2011 ||DEVOTE: 30HRS/MTH with 20HRS/MTH during securities trading hrs ||investment related ||+||Easterly EAB Risk Solutions LLC||Small Private Company - Asset Management of Institutional Manages accounts running EAB's current Domestic Hedge Equity strategy||LOCATED: Philadelphia, PA||Active Partner ||START: 3/2022 ||DEVOTE: 15hrs/mth with 7hrs/mth during securities trading hrs ||investment related ||+||

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-28
S65 Uniform Investment Adviser Law Examination 2012-10-09
  • S63 Uniform Securities Agent State Law Examination
    2012-12-28
  • S65 Uniform Investment Adviser Law Examination
    2012-10-09
Other Names
  • Bill Visconto

View on SEC IAPD

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