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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Life Insurance Corp | Jefferson City | MO | 12/1994 | 09/2021 |
| The O.N. Equity Sales Company | Columbia | MO | 06/1998 | 09/2021 |
| Next Financial Group, Inc | Columbia | MO | 09/2021 | 07/2025 |
| Lpl Financial Llc | Columbia | MO | 07/2025 | Present |
1- 07/2025 - Collin McCarty Insurance & Investment - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/1998 - 100 hours per month/ 90 hours during trading 2- 07/2025 - Collin McCarty Insurance & Investment - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/1998 - 40 hours per month/ 20 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-28 |
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