Cotton Lee Sears

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → 08/2022
  Independent Ins. Sales Agent
  Pullman, WA
• 09/2005 → 12/2021
  Horse Training
  Pullman, WA
• 01/2005 → 08/2022
  Premera Insurance
  Colfax, WA
• 08/2016 → 08/2022
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2016 → 08/2022
  Hrc Wealth Management
  Pullman, WA
• 08/2022 → Present
  Lpl Financial Llc
  Pullman, WA

Previous Registrations

• 2019-01-11 → 2022-08-05
  Hrc Wealth Management, Llc
  Pullman, WA
  Moscow, ID
• 2009-07-20 → 2016-08-12
  Lpl Financial Llc
  Colfax, WA
  Olympia, WA
  Pullman, WA
• 2009-01-02 → 2009-06-22
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2001-10-24 → 2009-01-02
  Raymond James Financial Services, Inc.
  Boise, ID
  Colfax, WA
  Colfax, WA
  Boise, ID

Other Businesses

1) 06/13/2022 - C & A SEARS LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 2016 2) 06/13/2022 - Lincoln Middle School & Pullman High School - Non-Inv Rel - Pullman, WA - Start: 08/2017 - 40 Hr/Mth 3) 06/13/2022 - Washington State University - Adjunct Professor - Non-Inv Rel - Pullman, WA - Start: 08/2019 - 15 Hr/Mth 4) 06/13/2022 - AirBnB - Real Estate Rental - Inv Rel - Pullman, WA - Start: 09/2019 5) 12/15/2023 - Church of Jesus Christ of Latter Day Saints - Outside/W-2 Employment - Part time institute instructor - Not Investment Related - 715 NE B Street Pullman, WA 99163 - Start Date 12/09/2023 - 80 Hours Per Month/ 4 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-22
• S63 Uniform Securities Agent State Law Examination
  1995-06-23