Thomas Mark Parlon

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 08/2021
  Nylife Securities Llc
  Waltham, MA
• 03/2012 → 08/2021
  New York Life Insurance Company
  Waltham, MA
• 11/2012 → 08/2021
  Eagle Strategies Llc
  Waltham, MA
• 02/2018 → Present
  Blue Line Financial, Llc
  Waltham, MA
• 08/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 08/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2012-11-27 → 2021-08-27
  Eagle Strategies Llc
  Waltham, MA
• 2015-02-24 → 2015-08-25
  Alpha Pension Group, Inc., A Hub International Company
  Boston, MA

Other Businesses

1) UNITED SPINAL ASSOC, BOARD MEMBER, 2 REHABILITATION WAY, WOBURN, MA, NIR, 01/01/2013, 1 HR/MO- 0/TRADING HR. 2) BLUE LINE FINANCIAL, LLC, 68 Cerdan Ave, West Roxbury MA 02132, United States, 08/25/2021, Owner, 1099 Contractor, INV REL, 180 HR/MO - 130 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) BLUE LINE FINANCIAL, 68 CERDAN AVE, WEST ROXBURY MA 02132, 09/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO - 2 HR/MO TRADING 5) MASSACHUSETTS HOCKEY, PO Box 1788, Duxbury MA 02332, United States, 10/01/2025, Board Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-11-06
• S63 Uniform Securities Agent State Law Examination
  2001-12-07