Randall Scott Koenes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Lpl Financial Llc
  Grand Rapids, MI

Other Businesses

1. 7/18/2008 - AMERICA GROUP FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/9/2009 - AMERICA GROUP RETIREMENT STRATEGY CENTERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 8/28/2009 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 10% - SELLING FIXED ANNUITIES, TERM INSURANCE, MEDICARE SUPPLEMENTS, MEDICARE ADVANTAGE PLANS, LONG-TERM CARE INSURANCE, WHOLE LIFE INSURANCE, AND UNIVERSAL LIFE INSURANCE. 4. 2/26/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/01/16 - 2 Hours Per Month During Securities Trading - Insurance for college funding and emergency funds for clients. 5. 3/14/2019 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 04/18/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Witness and verify signatures for individuals seeking a Notary stamp on documents. 6. 1/9/2020 - America Group Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 220 Hours Per Month/10 Hours During Securities Trading. 7. 5/28/2021 - robert and arlene koenes trust sept 11 2012 - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Started 05/21/2021 - 1 Hour Per Month During Securities Trading - Trust for mother.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-24
• S63 Uniform Securities Agent State Law Examination
  1995-04-25

Designations

• Certified Financial Planner

Other Names

• Randy Scott Koenes