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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-01
  • CA RA
    APPROVED
    Since 2023-09-01

Branch Locations

5420 Sylmar Ave Unit 219, Sherman Oaks, CA 91401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Sherman Oaks CA 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → Present
    Sherman Oaks, CA
Previous Registrations
  • 2016-10-12 → 2023-09-01
    Osaic Services, Inc.
    Sherman Oaks, CA
    Sherman Oaks, CA
    Camarillo, CA
Other Businesses

1) TURCO CONSULTING POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2017 ADDRESS: 5420 Sylmar Ave # 219, Sherman Oaks, CA 91401 DESCRIPTION: tax services, tax preparation advice, death claim and estate settlement administrative services, consulting. Receive referral fee for home listing referrals. 2)FINRA ARBITRATOR POSITION: Other - Arbitrator NATURE: Other - Regulatory Agency INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2009 ADDRESS: 300 S. Grand 9th Floor, Los Angeles CA 90071, United States DESCRIPTION: Serve on arbitration panel 3) RENTAL ACTIVITY POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 5420 Sylmar Ave #219, Sherman Oaks CA 91401, United States DESCRIPTION: Own and manage four rental properties. Collect rents, pay bills, maintain. 4) BMW POSITION: Driver NATURE: Driver INVESTMENT RELATED: No NUMBER OF HOURS: 28 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2016 ADDRESS: 5201 Van Nuys Blvd, Sherman Oaks CA 91401, United States DESCRIPTION: Drive cars dropping off or picking up people and cars. 5) ICM POSITION: independent contractor NATURE: Mortgage referrals INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2016 ADDRESS: 605 Town Center Drive, Costa Mesa CA 92626, United States DESCRIPTION: mortgage referrals 6) CHANDLER PARK VILLAGE HOA POSITION: Volunteer NATURE: Board of Director on HOA Board INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2025 ADDRESS: 5420 Sylmar Ave., Sherman Oaks, CA 91401, United States DESCRIPTION: Building maintainance. 7) ANNA TURCO POSITION: Licensed Insurance Agent NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1999 ADDRESS: 5420 Sylmar Ave # 219, SHERMAN OAKS CA 91401, United States DESCRIPTION: Sell Fixed Annuities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-21
S63 Uniform Securities Agent State Law Examination 1995-05-22
  • S65 Uniform Investment Adviser Law Examination
    1999-10-21
  • S63 Uniform Securities Agent State Law Examination
    1995-05-22

View on SEC IAPD

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