Robert Anthony Giles

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
AL	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-15
AL RA
APPROVED

Since 2009-06-01

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Pelham	AL	05/1982	Present
Power Play	Birmingham	AL	01/1986	Present
University Of Alabama	Tuscaloosa	AL	10/1986	Present
Morgan Stanley Smith Barney Llc	Birmingham	AL	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

05/1982 → Present

Self-Employed

Pelham, AL
01/1986 → Present

Power Play

Birmingham, AL
10/1986 → Present

University Of Alabama

Tuscaloosa, AL
06/2009 → Present

Morgan Stanley Smith Barney Llc

Birmingham, AL
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Birmingham, AL
1999-09-21 → 2007-04-02

Morgan Stanley Dw Inc.

Birmingham, AL

Birmingham, AL

Other Businesses

1. STADIUM ANNOUNCER FOR THE UNIVERSITY OF ALABAMA. 2. TO SERVE AS SOLE PRIPRIETOR OF POWERPLAY.0 BUSINESS HOURS, 10 NON BUSINESS HOURS; 08/2014; VOICEOVERS FOR RADIO AND TELEVISION COMMERCIALS AND SPECIAL PRESENTATIONS 3. DEACON WITH THE VESTAVIA HILLS BAPTIST CHURCH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-16
S63	Uniform Securities Agent State Law Examination	1995-05-26

S65 Uniform Investment Adviser Law Examination

1995-06-16
S63 Uniform Securities Agent State Law Examination

1995-05-26

Other Names

Tony Giles
Anthony Giles

View on SEC IAPD