Glenn Eric Caldwell

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 11/2016
  Wells Fargo Advisors
  Washington, DC
• 03/2016 → Present
  Wells Fargo Bank
  Washington, DC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Washington, DC

Previous Registrations

• 2011-07-01 → 2015-05-18
  Truist Investment Services, Inc.
  Vienna, VA
  Mclean, VA
• 2009-07-29 → 2011-04-01
  Tiaa-Cref Individual & Institutional Services, Llc
  Bethesda, MD
• 2007-10-29 → 2009-03-05
  Banc Of America Investment Services, Inc.
  Chevy Chase, MD
  Atlanta, GA
  Atlanta, GA

Other Businesses

RENTAL PROPERTY; INV RELATED; UNION CITY, GA; 100% OWNERSHIP; START 1/1/2008; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER. PERSONAL REP FOR MOTHER; INV RELATED; FAIRFAX, VA; START: 1/1/15; 1 HR/MO; 0 DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-26
• S65 Uniform Investment Adviser Law Examination
  1995-06-14
• S63 Uniform Securities Agent State Law Examination
  1995-05-18

Designations

• Certified Financial Planner

Other Names

• Glenn Caldwell
• Glenn E Caldwell
• Glenn E Caldwell