Lee Christian Bashforth

Current Employers

Employment History

• 02/2013 → 11/2017
  National Planning Corporation
  Irv Ine, CA
• 11/2017 → 08/2020
  Lpl Financial Llc
  Costa Mesa, CA
• 08/2020 → 06/2024
  Securities America Inc
  Costa Mesa, CA
• 08/2020 → 06/2024
  Securities America Advisors
  Costa Mesa, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Costa Mesa, CA

Previous Registrations

• 2020-08-17 → 2024-06-14
  Securities America Advisors, Inc.
  Costa Mesa, CA
• 2017-11-29 → 2020-08-26
  Lpl Financial Llc
  Costa Mesa, CA
• 2013-02-12 → 2017-12-01
  National Planning Corporation
  Costa Mesa, CA
  Los Angeles, CA
• 2004-08-18 → 2013-02-14
  Walnut Street Securities, Inc.
  Irvine, CA
  Irvine, CA
• 1999-07-19 → 2004-08-24
  Citigroup Global Markets Inc.
  Newport Beach, CA

Other Businesses

1. LEE C. BASHFORTH POSITION: Insurance agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/29/2017 ADDRESS: 575 ANTON BLVD., STE #660, COSTA MESA CA 92626, United States DESCRIPTION: Sales of insurance products listed above 2. BASHFORTH ILIT POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 575 ANTON BLVD., STE #660, COSTA MESA CA 92626, United States DESCRIPTION: I serve as trustee for the above referenced trust for my parents 3. DBA - Integrated Capital Management, Inc 4. BLACK MOUNTAIN WEALTH MANAGEMENT, INC POSITION: President/Owner NATURE: The business is an S Corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/10/2024 ADDRESS: 575 Anton Blvd., Ste. 660, Costa Mesa CA 92626, United States DESCRIPTION: The duties for my S Corp are identical in every way to my activities as an independent advisor. Just as in other professions, I have opted to create a professional corporation, on the advice of legal and tax counsel, in order to efficiently and appropriately account for my revenue and expenses consistent with my role as an advisor. 5. MOOREA IO LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2026 ADDRESS: 5931 Claridge Drive, Houston TX 77096, United States DESCRIPTION: The other and primary Managing Member is my brother and the entity is being formed for estate planning/tax purposes. It is entirely unrelated to my practice as an advisor/wealth manager. My role is to settle the estate upon his passing only.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-21
• S63 Uniform Securities Agent State Law Examination
  1995-06-07

Other Names

• Lee C Bashforth