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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-21
PA RA APPROVED 2024-10-10
NJ RA APPROVED 2024-10-09
  • NY RA
    APPROVED
    Since 2024-10-21
  • PA RA
    APPROVED
    Since 2024-10-10
  • NJ RA
    APPROVED
    Since 2024-10-09

Branch Locations

Denville, NJ • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 03/2017
Minnesota Life Insurance Company St. Paul MN 03/2017 12/2019
Securian Financial Services Inc St. Paul MN 03/2017 12/2019
Nylife Securities Llc Saddle Brook NJ 02/2020 08/2024
New York Life Insurance Company Saddle Brook NJ 11/2019 08/2024
Eagle Strategies Llc Saddle Brook NJ 03/2020 08/2024
American United Life Denville NJ 08/2024 Present
Oneamerica Securities Denville NJ 10/2024 Present
  • 07/2016 → 03/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 12/2019
    Minnesota Life Insurance Company
    St. Paul, MN
  • 03/2017 → 12/2019
    Securian Financial Services Inc
    St. Paul, MN
  • 02/2020 → 08/2024
    Nylife Securities Llc
    Saddle Brook, NJ
  • 11/2019 → 08/2024
    New York Life Insurance Company
    Saddle Brook, NJ
  • 03/2020 → 08/2024
    Saddle Brook, NJ
  • 08/2024 → Present
    American United Life
    Denville, NJ
  • 10/2024 → Present
    Oneamerica Securities
    Denville, NJ
Previous Registrations
  • 2020-03-05 → 2024-08-29
    Livingston, NJ
  • 2017-03-10 → 2019-12-03
    Securian Financial Services, Inc.
    Parsippany, NJ
    Morristown, NJ
    Martinsville, NJ
  • 2009-06-30 → 2017-03-06
    Msi Financial Services, Inc.
    Roseland, NJ
  • 2003-03-31 → 2009-07-06
    Totowa, NJ
    Rye Brook, NY
    White Plains, NY
    Totowa, NJ
    Rye Brook, NY
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)**Board Member: Indian Lake Community Club

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-05
S63 Uniform Securities Agent State Law Examination 2000-12-07
  • S65 Uniform Investment Adviser Law Examination
    2003-03-05
  • S63 Uniform Securities Agent State Law Examination
    2000-12-07
Other Names
  • Robert James Covell
  • Robert J Covello
  • Robert James Covello
  • Robert James Covello Jr

View on SEC IAPD

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