Deborah L Oneil

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-06-01
NM	RA	APPROVED	2025-08-29
KS	RA	APPROVED	2024-12-03
AZ	RA	APPROVED	2022-10-03
NJ	RA	APPROVED	2022-09-22
FL	RA	APPROVED	2022-09-19
SD	RA	APPROVED	2022-09-19
CA	RA	APPROVED	2022-09-16
CO	RA	APPROVED	2022-09-16
CT	RA	APPROVED	2022-09-16
HI	RA	APPROVED	2022-09-16
MD	RA	APPROVED	2022-09-16
MI	RA	APPROVED	2022-09-16
NE	RA	APPROVED	2022-09-16
NY	RA	APPROVED	2022-09-16
NC	RA	APPROVED	2022-09-16
OR	RA	APPROVED	2022-09-16
PA	RA	APPROVED	2022-09-16
TX	RA	APPROVED	2022-09-16
VA	RA	APPROVED	2022-09-16
WY	RA	APPROVED	2022-09-16

WA RA
APPROVED

Since 2026-06-01
NM RA
APPROVED

Since 2025-08-29
KS RA
APPROVED

Since 2024-12-03
AZ RA
APPROVED

Since 2022-10-03
NJ RA
APPROVED

Since 2022-09-22
FL RA
APPROVED

Since 2022-09-19
SD RA
APPROVED

Since 2022-09-19
CA RA
APPROVED

Since 2022-09-16
CO RA
APPROVED

Since 2022-09-16
CT RA
APPROVED

Since 2022-09-16
HI RA
APPROVED

Since 2022-09-16
MD RA
APPROVED

Since 2022-09-16
MI RA
APPROVED

Since 2022-09-16
NE RA
APPROVED

Since 2022-09-16
NY RA
APPROVED

Since 2022-09-16
NC RA
APPROVED

Since 2022-09-16
OR RA
APPROVED

Since 2022-09-16
PA RA
APPROVED

Since 2022-09-16
TX RA
APPROVED

Since 2022-09-16
VA RA
APPROVED

Since 2022-09-16
WY RA
APPROVED

Since 2022-09-16

Branch Locations

Reunion, FL • United States

1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States

1800 Glenarm Place Suite 900, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	09/2022
M Holdings Securities, Inc.	Portland	OR	09/2022	Present
Assured Equity Management Corporation	Denver	CO	09/2022	06/2024
Aem Partners, Llc	Denver	CO	09/2022	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → 09/2022

Equitable Advisors, Llc

New York, NY
09/2022 → Present

M Holdings Securities, Inc.

Portland, OR
09/2022 → 06/2024

Assured Equity Management Corporation

Denver, CO
09/2022 → Present

Aem Partners, Llc

Denver, CO

Previous Registrations

2004-10-22 → 2022-09-14

Equitable Advisors, Llc

Denver, CO

New York, NY

New York, NY

New York, NY
2004-11-08 → 2005-09-27

Mony Securities Corporation

Denver, CO

Other Businesses

1. AEM Business Services Corp.; 1800 Glenarm Place Suite 900 Denver, CO 80202; Pass-through entity; Investment Related; Vice President, Director; Provide legal counsel, governing documents, participate in strategic direction of company and election of officers; 9/15/2022; 0 hr/mo; 0 hr/mo during trading hours 2. Fixed Insurance Agent/Sells, 1800 Glenarm Place Suite 900 Denver, CO 80202; Insurance; Investment Related; Appointed Agent; Introduce prospects to various carriers, acquire illustrations, and complete applications; 09/15/2022; 10 hr/mo; 10 hr/mo during trading hours 3. AEM Partners LLC; 1800 Glenarm Place Suite 900 Denver, CO 80202; Member Firm affiliation; Investment Related; Partner; Provide legal counsel and governing documents, provide financial and investment advice to business owners and individuals; 09/15/2022; 120 hr/mo; 80 hr/mo during trading hours 4. Shawn M O'Neil, Individually; PO Box 1252, AVON CO 81620; Agent for husband's durable POA; Investment Related; Agent; Act in financial matters for husband; 01/01/2013; 0 hr/mo; 0 hr/mo during trading hours 5. Bear Villa, LLC; 288 W Beaver Creek Blvd #M-3, Avon CO 81620; Rental Income; Not investment related; Member; Oversee the management company responsible for the rental of condo; 11/1/2025, 2 hr/mo, 0 hr/mo during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-25
S63	Uniform Securities Agent State Law Examination	1997-04-22

S65 Uniform Investment Adviser Law Examination

1999-05-25
S63 Uniform Securities Agent State Law Examination

1997-04-22

Designations

Certified Financial Planner

Other Names

Deborah L Perry
Deborah Oneil

View on SEC IAPD