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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-26 |
| CA | RA | APPROVED | 2017-01-24 |
Branch Locations
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Financial Services, Inc. | Minot | ND | 06/2003 | 01/2017 |
| Lpl Financial Services | San Diego | CA | 12/2016 | Present |
1) 1/23/17- - Non-Variable Insurance- Inv. Related- Fresno, CA - start date 1/1/17- 5% 2) 1/23/17-Real Estate Rental- Inv. Related- Fresno, CA- start date 9/1/12- 2% 3) 11/27/2024 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/22/2024 - 80 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-20 |
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