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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-22
TX RA APPROVED 2023-05-19
  • CA RA
    APPROVED
    Since 2023-05-22
  • TX RA
    APPROVED
    Since 2023-05-19

Branch Locations

301 University Ave Suite 101, Sacramento, CA 95825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sacramento CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Sacramento CA 05/2023 Present
Previous Registrations
  • 2003-07-01 → 2023-05-19
    Sacramento, CA
    Sacramento, CA
    Roseville, CA
  • 1997-07-08 → 2003-07-01
    Prudential Equity Group, Llc
    Sacramento, CA
Other Businesses

RENTAL PROPERTY; INV RELATED; SACRAMENTO, CA; 100% OWNERSHIP; START 5/1/2010; 2 HOURS DEVOTED PER MONTH; ZERO HOURS DURING TRADING.; THE CATHOLIC FOUNDATION OF THE DIOCESE OF SACRAMENTO INC, INV RELATED, SACRAMENTO, CA, INVESTMENT COMMITTEE MEMBER, START 5/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, MONITOR INVESTMENT POLICY AND THE INVESTMENT MANAGERS.; RENTAL PROPERTY, INV RELATED, SAN DIEGO, CA, 100% OWNERSHIP WITH SPOUSE, START 8/1/2018, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, OWNER.; QUINOLIS INC., INV RELATED, SACRAMENTO, CA, 100% OWNERSHIP WITH SPOUSE, START 1/1/2023, 10 HOURS PER MONTH, FIVE HOURS DURING TRADING, FINET PRACTICE.; SOLIS AND HEARON LLC, INV RELATED, SACRAMENTO, CA, 50% OWNERSHIP, START 1/31/2023, 10 HOURS PER MONTH, FIVE HOURS DURING TRADING, FINET PRACTICE.; CONSERVATOR FOR FATHER, INV RELATED, SACRAMENTO, CA, START: 3/1/2020, 1 HOUR A MONTH, 0 HOURS DURING TRADING. ADMINISTRATOR OF MOTHER'S ESTATE, INVT RELATED, SACRAMENTO, CA, START DATE 12/5/2023, 2 HRS PER MONTH, 2 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-08
S63 Uniform Securities Agent State Law Examination 1995-04-26
  • S65 Uniform Investment Adviser Law Examination
    1995-05-08
  • S63 Uniform Securities Agent State Law Examination
    1995-04-26
Other Names
  • Erig Ronaldo Solis
  • Eric Ronaldo Solis

View on SEC IAPD

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