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Current Employers
Mcap Investment Management, Llc

61 Linton Street Suite 201, Woodstock, GA 30188 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-23
  • GA RA
    APPROVED
    Since 2025-06-23

Branch Locations

Johns Creek, GA • United States

A & P Wealth Management

Johns Creek, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-08-28
  • GA RA
    APPROVED
    Since 2015-08-28

Branch Locations

Johns Creek, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A & P Wealth Management Johns Creek GA 08/2015 Present
Mcap Investment Management, Llc Johns Creek GA 05/2025 Present
Previous Registrations
  • 2014-10-20 → 2015-08-20
    Woodbury Financial Services, Inc.
    Atlanta, GA
    Oakdale, MN
  • 2007-05-24 → 2015-08-20
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
  • 2006-02-22 → 2006-09-21
    Truist Investment Services, Inc.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-31
S63 Uniform Securities Agent State Law Examination 1995-04-10
  • S66 Uniform Combined State Law Examination
    2000-03-31
  • S63 Uniform Securities Agent State Law Examination
    1995-04-10
Designations
Other Names
  • Nimish Patel

View on SEC IAPD

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