Thomas Paul Nawrocki

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-02-21

OH RA
APPROVED

Since 2023-02-21

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Massmutal Life Insurance Company	Springfield	MA	03/2012	01/2021
Mml Distributors, Llc	Roseville	CA	05/2014	01/2021
Gwfs Equities, Inc.	Irvine	CA	01/2021	01/2023
Nationwide Investment Services Corporation	Columbus	OH	01/2023	Present

03/2012 → 01/2021

Massmutal Life Insurance Company

Springfield, MA
05/2014 → 01/2021

Mml Distributors, Llc

Roseville, CA
01/2021 → 01/2023

Gwfs Equities, Inc.

Irvine, CA
01/2023 → Present

Nationwide Investment Services Corporation

Columbus, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-17
S63	Uniform Securities Agent State Law Examination	2008-12-22

S66 Uniform Combined State Law Examination

2023-02-17
S63 Uniform Securities Agent State Law Examination

2008-12-22

View on SEC IAPD