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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
CA RA APPROVED 2016-01-13
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • CA RA
    APPROVED
    Since 2016-01-13

Branch Locations

Citi Wealth Management, Sales 300 South Grand Avenue, Fl 31, Los Angeles, CA 90071 • United States

Cwm Retail, Sales 9059 W. Sunset Boulevard, West Hollywood, CA 90069 • United States

Westminster, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Century City CA 01/2016 Present
  • 01/2016 → Present
    Citigroup Global Markets
    Century City, CA
Previous Registrations
  • 2012-08-02 → 2015-11-25
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
  • 2007-04-10 → 2012-08-01
    Beverly Hills, CA
    Malibu, CA
    Beverly Hills, CA
    Redondo Beach, CA
    Pacific Palisades, CA
    Alhambra, CA
    Santa Monica, CA
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Malibu, CA
  • 2004-09-13 → 2007-04-16
    Citicorp Investment Services
    Marina Del Rey, CA
    Marina Del Rey, CA
  • 2003-12-08 → 2004-10-01
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-05
  • S66 Uniform Combined State Law Examination
    2003-12-05

View on SEC IAPD

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