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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Cincinnati | OH | 03/2014 | 08/2019 |
| Ubs Financial Services Inc. | Addison | TX | 03/2014 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 09/2019 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 09/2025 | Present |
| Unemployed | Prosper | TX | 09/2024 | 09/2025 |
| The Talbots Stores | Plano | TX | 12/2016 | 01/2017 |
| Bank Of America, N.A. | Dallas | TX | 11/2025 | Present |
I*: 2832273 Entity Type: Fiduciary role Name of OBA: M. Living Trust Address: Prosper, TX 75078 Investment Related: No Position, Title, Association: Co Trustee Employee Start Date: 04/17/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Co Trustee for spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-22 |
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