Patrick Joseph Bowen

Employer firm

One Capital Management, LLC CRD 114861

$8.53B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  One Capital Management, Llc
  Westlake Village, CA

Previous Registrations

• 2004-09-07 → 2005-10-28
  Cascade Financial Management, Inc.
  Denver, CO
• 2003-04-15 → 2004-02-04
  Oppenheimer Asset Management
  New York, NY
• 2003-01-03 → 2003-04-15
  Oppenheimer & Co. Inc.
  Los Angeles, CA
• 2002-04-19 → 2003-01-03
  Cibc World Markets Corp.
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-17
• S63 Uniform Securities Agent State Law Examination
  1995-05-24