Harry Marc Rouzeau

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-20
NY	RA	APPROVED	2025-01-02

TX RA
APPROVED

Since 2025-05-20
NY RA
APPROVED

Since 2025-01-02

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corp	Syosset	NY	11/2012	10/2020
Lincoln Financial	Melville	NY	11/2012	10/2020
Equitable Advisors, Llc	New York	NY	10/2020	Present

11/2012 → 10/2020

Lincoln Financial Advisors Corp

Syosset, NY
11/2012 → 10/2020

Lincoln Financial

Melville, NY
10/2020 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1)HMR PLANNING SERVICES,109 CINNAMON COURT MELVILLE, NY. 11747, INSURANCE,INVESTMENT RELATED/AGENT, OFFERING LTC,ACCIDENT/HEALTH, DISABILITY, FIXED ANNUITIES, AND TRADITIONAL FIXED LIFE INSURANCE. START 09/2002 WORKING 4 HPW Principal Life2)Independent Agent-Sales and Services of fixed insurance products Various Outside Insurance Appointments.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-23
S63	Uniform Securities Agent State Law Examination	1995-06-16

S66 Uniform Combined State Law Examination

2024-12-23
S63 Uniform Securities Agent State Law Examination

1995-06-16

View on SEC IAPD