Michael William Defoney

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-10-02
NJ	RA	APPROVED	2017-03-25

TX RA
APPROVED_RES

Since 2020-10-02
NJ RA
APPROVED

Since 2017-03-25

Branch Locations

10 Lake Center Executive Park 401 Route 73 North, Suite 201, Marlton, NJ 08053 • United States

Mullica Hill, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Defoney Brothers Lawn Service	Runnemede	NJ	01/1989	12/2021
Metlife Securities Inc.	Cherry Hill	NJ	02/1995	03/2017
Massachusetts Mutual Life Insurance Company	Marlton	NJ	07/2016	Present
Mml Investors Services, Llc	Marlton	NJ	03/2017	Present

01/1989 → 12/2021

Defoney Brothers Lawn Service

Runnemede, NJ
02/1995 → 03/2017

Metlife Securities Inc.

Cherry Hill, NJ
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Marlton, NJ
03/2017 → Present

Mml Investors Services, Llc

Marlton, NJ

Previous Registrations

2002-07-30 → 2017-03-25

Msi Financial Services, Inc.

Marlton, NJ

Marlton, NJ

Mount Laurel, NJ

Marlton, NJ

Other Businesses

(1) NAME: MST LLC INV REL: Y ADDR: 136 BREWER AVE BLACKWOOD NJ 08012 NATURE: REAL ESTATE POSITION: OWNERSHIP START: 01/01/2003 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DUTIES: PARTNER IN LLC THAT PURCHASES AND REHABS HOUSES TO SELL OR RENT (2) NAME: MICHAEL DEFONEY INV REL: Y ADDR: 401 ROUTE 73 NORTH SUITE 201 MARLTON NJ 08053 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 03/04/2009 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DUTIES: PROPERTY/CASUALTY & GROUP HEALTH INSURANCE (3) NAME: MICHAEL DEFONEY INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: TAX ACCOUNTING POSITION: OWNER START: 12/01/2019 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: TAX PREPARTATION (4) NAME: DEFONEY WEALTH MANAGEMENT INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: TRANSFERRING INCOME FROM MY PERSONAL 1099 TO LLC TO CREATE A SEPARATE BUSINESS FOR TAXES POSITION: CEO START DATE: 09/01/2024 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DESCRIBE DUTIES: ALL INCOME FROM MY 1099 FROM MML IS GETTING TRANSFERRED TO NEW LLC AND THAT BUSINESS WILL PAY EMPLOYEES UNDER A W2 AND TRACK OTHER EXPENSES FOR CLIENT EVENTS AND MARKETING (5) NAME: MICHAEL DEFONEY INV REL: Y ADD: 401 ROUTE 73 NORTH SUITE 201 MARLTON NJ 08053 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 02/23/2026 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DUTIES: LIFE & FIXED ANNUITIES