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Scott Edward Bishop

LPl Financial LLC

Long Beach, CA

CRD 2601318

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

3738 Bayer Ave Ste 205, Long Beach, CA 90808 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Long Beach CA 05/2009 10/2018
Lpl Financial, Llc Long Beach CA 10/2018 Present
Previous Registrations
Other Businesses

1) 1/2002 - DBA for LPL Business (entity for LPL business) - Mountain-Bishop Private Wealth Management - 100% - INVESTMENT RELATED - LONG BEACH, CA 90808 2) 1/2003 - Business Entity For Tax/Investment Purposes Only - Mountain Bishop and Associates - 1% - INVESTMENT RELATED - LONG BEACH, CA 90808 3) 10/2017 - Bayer Ave LLC - 1% - INVESTMENT RELATED - LONG BEACH, CA 90808 4) 9/2/2020 - Mountain Bishop Online Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/10/2020 - 8 Hours Per Month During Securities Trading. 5) 06/10/2026 - Lake Pines & Snow Mountain Retreat LLC - Real Estate Rental - Investment Related - Big Bear Lake, CA - Start Date 01/19/2026 - 16 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-14
S63 Uniform Securities Agent State Law Examination 1995-04-27
  • S65 Uniform Investment Adviser Law Examination
    1998-04-14
  • S63 Uniform Securities Agent State Law Examination
    1995-04-27

View on SEC IAPD

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