Geoffrey Scott King

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Seal Beach, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA

Previous Registrations

• 2001-03-01 → 2003-07-01
  Prudential Equity Group, Llc
  Long Beach, CA

Other Businesses

RENTAL PROPERTY, INV REALTED, LONG BEACH, CA, 100% OWNERSHIP, START: 2/1/2022, 5 HRS/MONTH, 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-13
• S63 Uniform Securities Agent State Law Examination
  1995-06-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant