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Geoffrey Scott King

Wells Fargo Clearing Services, LLC

Hideout, UT

Park City, UT

Seal Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-09-11
TX RA APPROVED 2013-06-12
CA RA APPROVED 2003-07-01
  • UT RA
    APPROVED
    Since 2025-09-11
  • TX RA
    APPROVED
    Since 2013-06-12
  • CA RA
    APPROVED
    Since 2003-07-01

Branch Locations

Hideout, UT • United States

1441 W Ute Blvd Ste 380, Park City, UT 84098 • United States

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seal Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Seal Beach CA 11/2016 Present
Previous Registrations
  • 2001-03-01 → 2003-07-01
    Prudential Equity Group, Llc
    Long Beach, CA
Other Businesses

RENTAL PROPERTY, INV REALTED, LONG BEACH, CA, 100% OWNERSHIP, START: 2/1/2022, 5 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-13
S63 Uniform Securities Agent State Law Examination 1995-06-02
  • S65 Uniform Investment Adviser Law Examination
    1998-04-13
  • S63 Uniform Securities Agent State Law Examination
    1995-06-02
Designations

View on SEC IAPD

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