Matthew Shane Brady

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2010-11-12

KS RA
APPROVED

Since 2010-11-12

Branch Locations

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mariner Wealth Advisors	Overland Park	KS	08/2010	Present

08/2010 → Present

Mariner Wealth Advisors

Overland Park, KS

Previous Registrations

2015-03-13 → 2018-03-31

Mariner Wealth Advisors

Overland Park, KS

Leawood, KS

Other Businesses

CATAHEE, LLC 18254 W. 155TH TERR OLATHE KS 66062; INVESTMENT RELATED; PRESIDENT; START DATE 12/7/17; 1 HR/MONTH 0 DURING SECURITIES TRADING HOURS; LLC WAS CREATED TO PURCHASE RECREATIONAL AND RENTAL FARMLAND.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-11-11
S63	Uniform Securities Agent State Law Examination	1995-04-03

S65 Uniform Investment Adviser Law Examination

2010-11-11
S63 Uniform Securities Agent State Law Examination

1995-04-03

Designations

Certified Financial Planner

Other Names

Matt Brady
Matthew S Brady

View on SEC IAPD