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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-24 |
| TX | RA | APPROVED | 2022-02-10 |
| CA | RA | APPROVED | 2015-08-17 |
Branch Locations
470 Nevada St Ste 200, Auburn, CA 95603-3752 • United States
1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States
Auburn, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Roseville | CA | 08/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Auburn | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 6468 Cormorant cir Rocklin, CA 95765, , roseville, CA, 95678; Investment-Related; 11/01/2008.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-06 |
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