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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

6960 N Mesa St, El Paso, TX 79912 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Paso TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc El Paso TX 11/2016 Present
Previous Registrations
  • 2000-12-13 → 2011-01-03
    Wells Fargo Investments, Llc
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
Other Businesses

BORDERLAND BUSINESS ASSOCIATION; NOT INVESTMENT RELATED; EL PASO, TX; GENERAL PARTNER; NETWORKING; START DATE 8/2014; 5 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1995-05-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1995-05-03
Other Names
  • Ceci Ward
  • Cecilia I Ward
  • Carnen Cecilia Ward
  • Carmen Cecilia Ward

View on SEC IAPD

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