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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-03 |
Branch Locations
221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States
6960 N Mesa St, El Paso, TX 79912 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Paso | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Paso | TX | 11/2016 | Present |
BORDERLAND BUSINESS ASSOCIATION; NOT INVESTMENT RELATED; EL PASO, TX; GENERAL PARTNER; NETWORKING; START DATE 8/2014; 5 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-03 |
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