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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-06-09
VA RA APPROVED 2021-06-09
  • MD RA
    APPROVED
    Since 2021-06-09
  • VA RA
    APPROVED
    Since 2021-06-09

Branch Locations

6304 Kirby Rd., Clinton, MD 20735 • United States

11807 Livingston Rd., Fort Washington, MD 20744 • United States

341 East Market St., Leesburg, VA 20176 • United States

207 Bowie Rd., Laurel, MD 20707 • United States

37660 Mohawk Dr., Charlotte Hall, MD 20622 • United States

11175 Mall Circle, Waldorf, MD 20603 • United States

6262 Oxon Hill Rd., Oxon Hill, MD 20745 • United States

14700 Main St., Upper Marlboro, MD 20772 • United States

Crofton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Buffalo NY 05/2003 06/2021
Lpl Financial Llc Largo MD 06/2021 Present
  • 05/2003 → 06/2021
    M&T Securities, Inc.
    Buffalo, NY
  • 06/2021 → Present
    Largo, MD
Previous Registrations
  • 2004-07-09 → 2021-06-09
    M&T Securities, Inc.
    Clinton, MD
    Fredericksburg, VA
    Mechanicsville, VA
    Richmond, VA
    Oxon Hill, MD
    Greenbelt, MD
    Largo, MD
    Laurel, MD
    Laurel, MD
    Largo, MD
    Bowie, MD
    Forestville, MD
    Mechanicsville, VA
    Richmond, VA
    Ashland, VA
    Glen Allen, VA
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Fredericksburg, VA
    Fredericksburg, VA
    College Park, MD
    Bowie, MD
    Fairfax, VA
    Annapolis, MD
    Upper Marlboro, MD
    College Park, MD
    Clinton, MD
    Forestville, MD
    Charlotte Hall, MD
    Fort Washington, MD
    Waldorf, MD
    Waldorf, MD
    Oxon Hill, MD
    Bowie, MD
    College Park, MD
    Leesburg, VA
    Greenbelt, MD
    Upper Marlboro, MD
    Bowie, MD
    Largo, MD
    Laurel, MD
    Baltimore, MD
Other Businesses

1. 04/28/2021 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-27
S63 Uniform Securities Agent State Law Examination 1995-04-18
  • S65 Uniform Investment Adviser Law Examination
    2003-06-27
  • S63 Uniform Securities Agent State Law Examination
    1995-04-18
Designations

View on SEC IAPD

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