Mary Elizabeth Disher

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 09/2019
  Summit Brokerage Services Inc
  Port Charlotte, FL
• 04/2009 → 05/2021
  Summit Financial Group Inc
  Punta Gorda, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-07-16 → 2021-05-20
  Summit Financial Group Inc
  Port Charlotte, FL
• 2001-01-18 → 2009-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Punta Gorda, FL
  Punta Gorda, FL

Other Businesses

1. JAMES AND MARY DISHER; SINCE 06/01/2009; SAME AS BRANCH ADDRESS; OWNER; SPOUSE OF REG REP OWNS SEVERAL RESIDENTIAL RENTAL UNITS (5). SPOUSE, JAMES DISHER, HANDLES DAY TO DAY DUTIES REGARDING PROPERTY ISSUES AND MAINTENANCE OF ALL PROPERTIES. RECORDING/BOOKKEEPING DONE BY REG REP WHICH USUALLY REQUIRES 1-2 HRS PER WK & IS COMPLETED NOT DURING TRADING HRS (SATURDAY OR SUNDAY). DUTIES INCLUDE RECORDING OF RENT RECEIPTS, PAYMENT OF BILLS, RECONCILIATION OF BANK STATEMENTS; 4 HOURS SPENT ON ACTIVITY PER MONTH, LESS THAN 1 HR SPENT ON ACTIVITY DURING TRADING HRS 2 GIRL SCOUTS OF GULF COAST FLORIDA; SINCE 12/01/2009; 4780 CATTLEMAN ROAD, SARASOTA, FL, 34233; COMMITTEE MEMBER; MEMBER OF THE AUDIT COMMITTEE. THE COMMITTEE CONSISTS OF 5-6 MEMBERS. DUTIES INCLUDE REVIEWING THE ANNUAL AUDIT WITH THE BOARD OF DIRECTORS. NO INVESTMENT DECISIONS OR ADVICE ARE INVOLVED WITH THIS POSITION. 1 HR/MONTH, LESS THAN 1 HR/MONTH DURING TRADING HOURS. 3. TOASTMASTERS INT'L; NOT INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; NON-PROFIT EDUCATIONAL ORG. THAT TEACHES PUBLIC SPEAKING AND LEADERSHIP SKILLS; VP PUBLIC RELATIONS; 07/01/2019; KEEPING THE PUBLIC AND MEMBERS INFORMED ABOUT ACTIVITIES AND GENERATE POSITIVE AWARENESS FOR THE BRAND 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2022 APX # OF HRS PER WK: VARIES, POSITION/TITLE: INSURANCE AGENT DESCRIPTION OF DUTIES:SELLS LIFE, DISABILITY, FIXED ANNUITIES,&LONGTERMCARE; 5. NAME OF OTHER BUSINESS: UNITED WAY OF CHARLOTTE COUNTY; INVESTMENT RELATED: NO; ADDRESS: 17831 MURDOCK CIRCLE STE A PORT CHARLOTTE, FL 33948; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: PANEL MEMBER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: ON PANEL THAT REVIEW CHARITIES REQUESTING FUNDING FROM UNITED WAY, PANEL DOES NOT DETERMINE FUNDING AMOUNT TO CHARITIES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-11-18
• S65 Uniform Investment Adviser Law Examination
  1997-08-08

Designations

• Certified Financial Planner

Other Names

• Mary Elizabeth Whidden
• Mary Elizabeth Bock
• Mary Elizabeth Bailey
• Mary Bailey
• Mary Elizabeth Bock