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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-23
  • CA RA
    APPROVED
    Since 2018-08-23

Branch Locations

2027 Grand Canal Blvd. #24, Stockton, CA 95207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Stockton CA 06/2001 Present
Wm. F. Holmes Company Fremont CA 02/2009 01/2019
Transamerica Financial Advisors Stockton CA 01/2012 Present
Cal Alumni Club Of Sacramento Davis CA 08/2013 09/2019
American Pacific Mortgage Corporation Stockton CA 07/2014 06/2017
Net Law Group Inc. Louisville KY 06/2020 Present
College Loan Freedom Henderson NV 06/2020 Present
Wealthwave Johns Creek GA 01/2016 Present
Champion Health, Inc. Scottsdale AZ 07/2023 Present
Lspn Pro Llc Lindon UT 08/2023 Present
Inheritguard, Llc Sheridan WY 09/2024 02/2026
  • 06/2001 → Present
    Wfgia
    Stockton, CA
  • 02/2009 → 01/2019
    Wm. F. Holmes Company
    Fremont, CA
  • 01/2012 → Present
    Transamerica Financial Advisors
    Stockton, CA
  • 08/2013 → 09/2019
    Cal Alumni Club Of Sacramento
    Davis, CA
  • 07/2014 → 06/2017
    American Pacific Mortgage Corporation
    Stockton, CA
  • 06/2020 → Present
    Net Law Group Inc.
    Louisville, KY
  • 06/2020 → Present
    College Loan Freedom
    Henderson, NV
  • 01/2016 → Present
    Wealthwave
    Johns Creek, GA
  • 07/2023 → Present
    Champion Health, Inc.
    Scottsdale, AZ
  • 08/2023 → Present
    Lspn Pro Llc
    Lindon, UT
  • 09/2024 → 02/2026
    Inheritguard, Llc
    Sheridan, WY
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). LSPN PRO, LLC | 08/2023 | referral Agent | investment related | Lindon, Utah Wealthwave | marketing | investment related | 01/2016 | Johns Creek, GA | approved co-brand through WFGIA Net Law Group Inc. / 0620-Present /Investment Related: No/ 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/Referral Partner/ Estate Planning / Hrs Work: 5 / Sec trading Hrs: 0 / None College Loan Freedom / 0620-Present / Investment Related: No / 129 W. Lake Mead Parkway, #19 Henderson, NV 89015 / Referral Partner / College Loan Reduction / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / No required daily activities. CHAMPION HEALTH, INC. POSITION: Agent NATURE: Health Insurance Supplement INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2023 ADDRESS: 7272 E. Indian School Rd., #540, Scottsdale AZ 85251, United States DESCRIPTION: Contacting employers regarding the employer/employee the benefits of the Champ Plan offers. (See www.champplan.com website) benefits are too numerous to list. One of the benefits to the employee is having access to a Tele-Doc. Champ Plan is designed to increase the overall health of the employee, therefore, reducing the of urgent care visits and hospital admissions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-17
S63 Uniform Securities Agent State Law Examination 1995-03-31
  • S65 Uniform Investment Adviser Law Examination
    2018-08-17
  • S63 Uniform Securities Agent State Law Examination
    1995-03-31
Other Names
  • Richard William Holmes

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