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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-23 |
Branch Locations
2027 Grand Canal Blvd. #24, Stockton, CA 95207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Stockton | CA | 06/2001 | Present |
| Wm. F. Holmes Company | Fremont | CA | 02/2009 | 01/2019 |
| Transamerica Financial Advisors | Stockton | CA | 01/2012 | Present |
| Cal Alumni Club Of Sacramento | Davis | CA | 08/2013 | 09/2019 |
| American Pacific Mortgage Corporation | Stockton | CA | 07/2014 | 06/2017 |
| Net Law Group Inc. | Louisville | KY | 06/2020 | Present |
| College Loan Freedom | Henderson | NV | 06/2020 | Present |
| Wealthwave | Johns Creek | GA | 01/2016 | Present |
| Champion Health, Inc. | Scottsdale | AZ | 07/2023 | Present |
| Lspn Pro Llc | Lindon | UT | 08/2023 | Present |
| Inheritguard, Llc | Sheridan | WY | 09/2024 | 02/2026 |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). LSPN PRO, LLC | 08/2023 | referral Agent | investment related | Lindon, Utah Wealthwave | marketing | investment related | 01/2016 | Johns Creek, GA | approved co-brand through WFGIA Net Law Group Inc. / 0620-Present /Investment Related: No/ 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/Referral Partner/ Estate Planning / Hrs Work: 5 / Sec trading Hrs: 0 / None College Loan Freedom / 0620-Present / Investment Related: No / 129 W. Lake Mead Parkway, #19 Henderson, NV 89015 / Referral Partner / College Loan Reduction / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / No required daily activities. CHAMPION HEALTH, INC. POSITION: Agent NATURE: Health Insurance Supplement INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2023 ADDRESS: 7272 E. Indian School Rd., #540, Scottsdale AZ 85251, United States DESCRIPTION: Contacting employers regarding the employer/employee the benefits of the Champ Plan offers. (See www.champplan.com website) benefits are too numerous to list. One of the benefits to the employee is having access to a Tele-Doc. Champ Plan is designed to increase the overall health of the employee, therefore, reducing the of urgent care visits and hospital admissions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-31 |
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