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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-08-05 |
| TX | RA | APPROVED_RES | 2025-08-04 |
Branch Locations
315 Hawthorne Ln Hawthorne Professional Park, Athens, GA 30606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Athens | GA | 10/2001 | 08/2025 |
| Wells Fargo Clearing Services, Llc | Athens | GA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-21 |
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