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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-06-02 |
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1995-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | IL | 03/1995 | Present |
| Bank Of America, N.A. | Springfield | IL | 07/2011 | Present |
I*105771FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MUSICAL GROUPINVESTMENT RELATED: NADDRESS OF BUSINESS:ROCHESTER, ILLINOIS 62563NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 6/3/2017NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I WILL PERFORM IN A MUSICAL GROUP WITH MY SONS.I*2234257, Entity Type: , Name of OBA: R Family Trust, Address: Springfield, Illinois, 62712, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 10-Mar-2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:I*3097278Entity Type: N/AName of OBA:REESE FAMILY TRUSTAddress:Springfield IllinoisInvestment Related:NoPosition, Title, Association:Successor TrusteeStart Date:03/01/2025No Hours: 5 MonthlyNo Hours during trading:0 MonthlyDuties:Successor Trustee for In-Laws I*371872 Entity Type: Entity For Profit Name of OBA: Farmland Address: Minnewaukan, North Dakota, 58351 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/05/2005 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Farmland for raising crops negotiating rent, paying property taxes and insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-18 |
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