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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-06-02
IL RA APPROVED 1998-04-12
TX RA APPROVED_RES 1995-07-03
  • AL RA
    APPROVED
    Since 2026-06-02
  • IL RA
    APPROVED
    Since 1998-04-12
  • TX RA
    APPROVED_RES
    Since 1995-07-03

Branch Locations

3161 W White Oaks Dr, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield IL 03/1995 Present
Bank Of America, N.A. Springfield IL 07/2011 Present
Other Businesses

I*105771FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MUSICAL GROUPINVESTMENT RELATED: NADDRESS OF BUSINESS:ROCHESTER, ILLINOIS 62563NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 6/3/2017NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I WILL PERFORM IN A MUSICAL GROUP WITH MY SONS.I*2234257, Entity Type: , Name of OBA: R Family Trust, Address: Springfield, Illinois, 62712, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 10-Mar-2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:I*3097278Entity Type: N/AName of OBA:REESE FAMILY TRUSTAddress:Springfield IllinoisInvestment Related:NoPosition, Title, Association:Successor TrusteeStart Date:03/01/2025No Hours: 5 MonthlyNo Hours during trading:0 MonthlyDuties:Successor Trustee for In-Laws I*371872 Entity Type: Entity For Profit Name of OBA: Farmland Address: Minnewaukan, North Dakota, 58351 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/05/2005 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Farmland for raising crops negotiating rent, paying property taxes and insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-25
S63 Uniform Securities Agent State Law Examination 1995-05-18
  • S65 Uniform Investment Adviser Law Examination
    1995-05-25
  • S63 Uniform Securities Agent State Law Examination
    1995-05-18
Other Names
  • Damon K Hofstrand
  • Damon Kirk Hofstrand

View on SEC IAPD

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