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1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-06-04 |
| NC | RA | APPROVED | 2024-05-17 |
| CA | RA | APPROVED | 2024-05-13 |
| ID | RA | APPROVED | 2024-05-13 |
| NJ | RA | APPROVED | 2024-05-10 |
| NY | RA | APPROVED | 2024-05-10 |
| MS | RA | APPROVED | 2019-09-09 |
| LA | RA | APPROVED | 2019-08-13 |
| FL | RA | APPROVED | 2017-04-24 |
| SC | RA | APPROVED | 2016-04-20 |
| GA | RA | APPROVED | 2016-04-19 |
| AL | RA | APPROVED | 2014-05-01 |
Branch Locations
1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities, Inc. | Birmingham | AL | 04/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-12 |
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