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Elizabeth Christine Stromberg

Rbc Capital Markets, LLC

Wayzata, MN

Minnetonka, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-21
MN RA APPROVED 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2016-01-21
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Minnetonka MN 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Minnetonka, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1998-01-12
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1998-01-12
Other Names
  • Elizabeth Elliott Sundeen
  • Elizabeth Christine Elliott
  • Elle Stromberg
  • Elizabeth Christine Elliott

View on SEC IAPD

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