Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mariner Independent CRD 305418
$7.34B regulatory AUM 47 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Dallas | TX | 07/2014 | 10/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2023 |
| Mariner Platform Solutions | Overland Park | KS | 10/2023 | Present |
| Vail Capital Management, Llc | Dallas | TX | 10/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
*485917- Estate ; Investment related -Yes; Dallas, Texas; Executor/Co-Executor (Active); 01/2022; During business hours: 1; After business hours: 6; Vail Capital Management, LLC; investment-related; Dallas, TX; Founder; offering investment advisory services through Mariner Platform Solutions; start date: 10/2023; 160 hrs/month during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-01 |
Reach out to this advisor