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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-15 |
Branch Locations
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
Mesa, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Mclean | VA | 08/2016 | 09/2018 |
| Capital One Advisors, Llc | Mclean | VA | 08/2016 | 09/2018 |
| Key Investment Services Llc | Brooklyn | OH | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 2002-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-22 |
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