Mark William Kersenbrock

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2001-09-17
NE	RA	APPROVED	1999-04-23

TX RA
APPROVED_RES

Since 2001-09-17
NE RA
APPROVED

Since 1999-04-23

Branch Locations

One Valmont Plaza Suite 300, Omaha, NE 68154 • United States

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

Omaha, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Omaha	NE	03/1999	Present

03/1999 → Present

Ubs Financial Services Inc.

Omaha, NE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-31
S63	Uniform Securities Agent State Law Examination	1995-05-17

S65 Uniform Investment Adviser Law Examination

1995-05-31
S63 Uniform Securities Agent State Law Examination

1995-05-17

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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