Joseph James Leigner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Alpharetta, GA

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  Alpharetta, GA
• 2003-04-21 → 2008-10-31
  American General Securities Incorporated
  Houston, TX
  Alpharetta, GA
  Alpharetta, GA

Other Businesses

1)HR1 POSITION: Partner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/10/1998 ADDRESS: 2030 Power Ferry Road Suite 120, Atlanta, GA 30339 DESCRIPTION: I am Vice President with the firm. The business includes payroll services, HR support and employee benefits. 2) DJ3 VENTURE LLC POSITION: Officer/Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/10/2025 ADDRESS: P.O. Box 45, Woodstock, GA 30188 DESCRIPTION: I will be an owner/ shareholder in the company. 3) NAIFA BOARD MEMBER POSITION: Board Member NATURE: I have been asked to serve as a board member for NAIFA GA. This is the National Association of Insurance and Financial Advisors. I will not be selling anything. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2022 ADDRESS: 677 Main Street, Suwanee GA 30024, United States DESCRIPTION: I am serving as a board member for NAIFA GA 4) A. A. LAROCCO & ASSOCIATES POSITION: Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/28/2025 ADDRESS: 5880 Live Oak Parkway, Suite 230, Norcross, GA 30093 DESCRIPTION: I am partnering with this group for them to provide employee benefits to the employer groups I work with where I provide 401K's through Osaic. This agency is providing the fixed insurance employee benefits.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-13
• S63 Uniform Securities Agent State Law Examination
  1995-04-10