John J Harm

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 10/2016
  Wells Fargo Advisors Llc
  Marlton, NJ
• 10/2016 → 12/2025
  Wells Fargo Advisors Financial Network, Llc
  Burlington, VT
• 12/2025 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2016-10-21 → 2025-12-17
  Wells Fargo Advisors Financial Network, Llc
  Williston, VT
• 2001-12-31 → 2016-10-21
  Wells Fargo Clearing Services, Llc
  Burlington, VT
  Marlton, NJ
  Pittsburgh, PA
  Marlton, NJ

Other Businesses

Insurance Products; Investment Related - Yes; 300 Interstate Corp Cntr, Suite 3, Williston VT 05403; Various Insurance Products; Advisor; 01/1999; 2 Hours per Month; 2 Hours During Trading Hours Harm & Harm Financial Consulting Group LLC; Investment Related - Yes;126 Holbrook Road South Burlington VT 05403; DBA; Managing Partner; Advisor; 10/2016; 160 hours per month; 160 during trading hours; Partner for investment and insurance consulting

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-23
• S63 Uniform Securities Agent State Law Examination
  1995-06-09

Designations

• Certified Financial Planner

Other Names

• John Joseph Harm
• John J J Harm Iii
• John J Harm Iii
• John J Harm Iii