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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-29 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Xp Securities, Llc | New York | NY | 05/2014 | 02/2024 |
| Xp Advisors, Inc | Miami | FL | 04/2017 | 02/2024 |
| Xp Advisors, Inc | Miami | FL | 10/2014 | 02/2021 |
| Ubs Financial Services | Miami | FL | 02/2024 | Present |
Name: 1002 Real Estate Development LLC / Not investment related / address: 7901 Kingspointe Pkwy, Orlando, FL 32819 / nature of business: buy real estate / position-title: partner in LLC, just investor / start date: 03/2021 / 1hr per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-25 |
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