Casey Dan Waits

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-02-18

TX RA
APPROVED

Since 2003-02-18

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

7110 Pecan Street, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prospera Financial Services	Dallas	TX	04/2000	Present

04/2000 → Present

Prospera Financial Services

Dallas, TX

Other Businesses

Volunteer/Non-Profit for Mark Piland of Frisco Mayor located at 2672 Buckwhear Rd ., Frisco, TX 75033. Mr. Waits is Treasurer without control of any money. This business is not not investment related conducted not during market hours. No compensation at this time.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-05-04

S63 Uniform Securities Agent State Law Examination

1995-05-04

View on SEC IAPD

Current Employers

Prospera Financial Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews