Jesse Marshal Bromberg

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley
  San Francisco, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Francisco, CA
• 1997-07-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  San Francisc, CA
  San Francisco, CA

Other Businesses

1. Big Brother Big Sisters of the north bay; Not Investment related; Charity / Private Foundation; Investment subcommittee member (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 1; Review existing performance from an outside money manager and be one of the team members that would comment on if the goals of BBBS risk profile was being met. 2. RENTAL PROPERTY, OWNER; START DATE: 12/2012; NOVATO, CA; AFTER BUSINESS HOURS- 0, DURING BUSINESS HOURS- 0 *452103 - Rental Property; Investment related Yes; San Rafael, CA; Real Estate, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2021; During business hours: 0 After business hours: 1; Administrative. *628690 - CABO AVIATION PARTNERS, LLC; Investment Related - Yes; San Diego, California; private plane operation; Manager (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 1; After Business Hours: 1; Partial owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-08
• S63 Uniform Securities Agent State Law Examination
  1995-03-28