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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2012-08-08 |
| TX | RA | APPROVED | 2012-08-06 |
Branch Locations
3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 05/2012 | Present |
| Bank Of America, N.A. | Atlanta | GA | 07/2012 | Present |
I*101017 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GEORGIA COUNCIL ON ECONOMIC EDUCATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30301 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 3 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GEORGIA COUNCIL ON ECONOMIC EDUCATION WAS FORMED TO TEACH TEACHERS HOW TO TEACH ECONOMICS AND SPREAD FINANCIAL LITERACY IN SCHOOLS I*101016 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PEACHTREE ROAD UNITED METHODIST CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30305 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS MY CHURCH. THE COMMITTEE REVIEWS THE GROWTH PLANS OF THE CHURCH. I*435294 For profit or not for profit: Name of outside business organization: Atlanta Estate Planning Council Investment related: N Address of business: Huntsville, Alabama, 35824 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Treasurer"], Start date of relationship: 6/1/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 12 Duties: , Director for the membership group of trust and estate professionals I*1527272 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Atlanta, Georgia, 30318, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 11/1/2023 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-17 |
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