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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-08-08
TX RA APPROVED 2012-08-06
  • GA RA
    APPROVED
    Since 2012-08-08
  • TX RA
    APPROVED
    Since 2012-08-06

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2012 Present
Bank Of America, N.A. Atlanta GA 07/2012 Present
Previous Registrations
  • 2006-02-09 → 2008-10-09
    Truist Investment Services, Inc.
    Atlanta, GA
  • 2002-07-10 → 2005-03-03
    Truist Investment Services, Inc.
    Atlanta, GA
Other Businesses

I*101017 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GEORGIA COUNCIL ON ECONOMIC EDUCATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30301 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 3 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GEORGIA COUNCIL ON ECONOMIC EDUCATION WAS FORMED TO TEACH TEACHERS HOW TO TEACH ECONOMICS AND SPREAD FINANCIAL LITERACY IN SCHOOLS I*101016 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PEACHTREE ROAD UNITED METHODIST CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30305 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS MY CHURCH. THE COMMITTEE REVIEWS THE GROWTH PLANS OF THE CHURCH. I*435294 For profit or not for profit: Name of outside business organization: Atlanta Estate Planning Council Investment related: N Address of business: Huntsville, Alabama, 35824 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Treasurer"], Start date of relationship: 6/1/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 12 Duties: , Director for the membership group of trust and estate professionals I*1527272 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Atlanta, Georgia, 30318, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 11/1/2023 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-03
S63 Uniform Securities Agent State Law Examination 1995-05-17
  • S66 Uniform Combined State Law Examination
    2012-08-03
  • S63 Uniform Securities Agent State Law Examination
    1995-05-17
Other Names
  • Nandy Hurst
  • Norinne Hurst
  • Nandy Hurst
  • Norinne Anderson Hurst
  • Nandy Hurst
  • Norinne Hurst

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