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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2009-01-15 |
| TX | RA | APPROVED_RES | 2008-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Alamogordo | NM | 05/2000 | Present |
| Desert Hills Churchof Christ | Alamogordo | NM | 09/2025 | Present |
1. DBA MAJ FINANCIAL SERVICES, INVESTMENT RELATED, 914 ADAMS AVENUE ALAMOGORDO, NM 88310. OWNER, SINCE 2001, 20 HRS/MTH, 2 HRS/DST. INSURANCE - I SELL LIFE INSURANCE PRODUCTS AND LTC PRODUCTS TO THE PUBLIC - AGENT FOR LIFE/ACCIDENT/HEALTH INSURANCE, FIXED ANNUITIES, AND LTC INSURANCE. 2. DBA MAJ FINANCIAL SERVICES; INVESTMENT RELATED, 914 ADAMS AVENUE ALAMOGORDO, NM 88310. INVESTMENT ADVISORY REPRESENTATIVE; SINCE 1/15/2009; 120 HRS/MTH, 90HRS/DST; PROVIDE ACCESS TO THIRD PARTY PROFESSIONAL MONEY MANAGERS THROUGH A FEE BASED STRUCTURE UTILING ROYAL ALLIANCE'S CORPORATE RIA. ALSO UTILIZE CORPORATE RIA FOR INVESTMENT MANAGEMENT OF FEE BASED ACCOUNTS. ALSO PROVIDE INVESTMENT SELECTION AND PORTFOLIO MANAGEMENT SERVICES TO INDIVIDUAL INVESTORS AND BUSINESSES. SECURITIES ARE OFFERED THROUGH ROYAL ALLIANCE ASSOCIATES, INC. MEMBER FINRA/SIPC AND A REGISTERED INVESTMENT ADVISOR 3. DESERT HILLS CHURCHOF CHRIST POSITION: Elder NATURE: Church, It is incorporated as CubaAvenue Church of Christ renamed as Desert Hills Church of Christ as a result of new location. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 09/12/2025 ADDRESS: 1900 23rd Street, Alamogordo NM 88310, United States DESCRIPTION: I am a spiritual leader of the Church, since we are incorporated I am a Board of Director for the organization. I am adding the responsibility of being appointed as a key member on the bank accounts for the Church. I can perform no financial transactions for the Church. Appointing check signers and personnel for access to the accounts will be done by the board of directors, and I will be able to communicate and verify those with the bank. I am trying to add this key person appointment at the request of the board of directors for the ability to assist our Church with an embezzlement and forgery situation by an ex-employee of the Church. I will be able to help represent the Church with negotiations with Wells Fargo as the Church tries to recoup funds that were taken by forged checks. This role will not have access to perform any financial transactions on the accounts, only assist in communication with the bank. All actions taken in this role will be with the knowledge and backing of the board of directors. 4. MARC A JOYNER POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2001 ADDRESS: 914 Adams Avenue, Alamogordo NM 88310, United States DESCRIPTION: I provide notary services primarily limited to clients and occasionally to the public. I receive no compensation for this activity. It is provided as a service to my clients primarily. 5. WHITE SANDS ROTARY CLUB DIRECTOR POSITION: Director NATURE: Non-Profit Service Club INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/30/2024 ADDRESS: 2824 Carmel Drive, Alamogordo NM 88310, United States DESCRIPTION: Board member for local Rotary Club for 2 year term. Provide no investment advice; provide direction for local Rotary functions and projects as board member. 6. DESERT HILLS CHURCHOF CHRIST POSITION: Officer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 5 START DATE: 12/21/2010 ADDRESS: 1900 23rd Street, Alamogordo NM 88310, United States DESCRIPTION: I am an overseer of the Church providing teaching and spiritual advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-23 |
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